| Equity | 2013-03-28 | 2012-12-31 | 2012-09-28 | 2012-06-29 | 
| Algae Biosciences Corp. | 422,000 | 422,000 | 422,000 | 422,000 | 
| AutoCanada Inc | 578,100 | 574,800 | 583,000 | 503,600 | 
| Altus Group | 265,700 | 220,700 | 141,600 | 18,700 | 
| Athabasca Oil Corp | 10,000 | 0 | 0 | 0 | 
| Avenex Energy Corp | 90,000 | 120,000 | 120,000 | 200,000 | 
| Brigus Gold Corp | 10,000 | 10,000 | 10,000 | 10,000 | 
| BRI-Chem Corp. | 478,900 | 493,900 | 445,500 | 345,700 | 
| BTB Real Estate Investment Trust | 0 | 0 | 10,000 | 0 | 
| Boyd Group Income Fund | 0 | 10,000 | 10,000 | 5,000 | 
| CanElson Drilling Inc. | 136,000 | 0 | 0 | 0 | 
| Changfeng Energy | 80,000 | 80,000 | 80,000 | 80,000 | 
| Cangold Ltd. | 4,000 | 4,000 | 4,000 | 4,000 | 
| Canexus Corporation | 50,000 | 25,000 | 25,000 | 215,000 | 
| Data Group Inc | 0 | 276,000 | 262,000 | 114,800 | 
| Medical Facilites Corp | 0 | 5,000 | 5,000 | 0 | 
| Ethos Gold | 20,000 | 20,000 | 20,000 | 20,000 | 
| Element Financial Corp | 36,300 | 0 | 0 | 0 | 
| Eagle Energy Trust | 205,000 | 156,100 | 83,800 | 43,800 | 
| Equal Energy Ltd | 15,400 | 56,400 | 36,400 | 287,100 | 
| Fairwest Energy Corp. | 0 | 50,000 | 50,000 | 50,000 | 
| Canyon Services Group | 0 | 10,000 | 5,000 | 10,000 | 
| Gallic Energy Ltd | 100,000 | 100,000 | 100,000 | 100,000 | 
| Horizons Betapro NYMEX Nat Gas Bear ETF | 0 | 0 | 120,000 | 0 | 
| Horizons Beta Pro NYMEX Nat Gas Bull ETF | 0 | 150,000 | 0 | 0 | 
| HNZ Group Inc Cl A | 7,000 | 4,000 | 0 | 0 | 
| INNOVATIVE COMPOSITES INTL INC. | 0 | 100,000 | 100,000 | 100,000 | 
| Kestrel Gold Corp | 0 | 5,000 | 5,000 | 5,000 | 
| KP Tissue Inc | 5,000 | 0 | 0 | 0 | 
| Logan International Inc. | 26,000 | 81,000 | 81,000 | 81,000 | 
| LABRADOR IRON MINES HOLDINGS LIMITED | 3,500 | 3,500 | 3,500 | 3,500 | 
| McCoy Corporation | 0 | 0 | 13,400 | 13,400 | 
| METANOR RES INC. | 60,000 | 60,000 | 60,000 | 60,000 | 
| MCEWEN MINING INC | 20,000 | 0 | 0 | 0 | 
| The North West Company Inc | 100 | 100 | 100 | 100 | 
| Northwest HealthCare Properties | 12,000 | 12,000 | 12,000 | 12,000 | 
| Open Range Energy Corp | 0 | 0 | 10,000 | 10,000 | 
| Pure Energy Visions Corp | 0 | 30,000 | 30,000 | 30,000 | 
| PHX ENERGY SERVICES CORP. | 5,000 | 0 | 0 | 0 | 
| Parallel Energy Trust | 0 | 0 | 60,000 | 40,000 | 
| PRD Energy Inc | 40,000 | 40,000 | 40,000 | 40,000 | 
| Poseidon Concepts Corp | 47,500 | 27,000 | 27,000 | 244,678 | 
| Pure Energy Services Ltd. | 0 | 0 | 20,000 | 0 | 
| ROCKY MOUNTAIN DEALERSHIPS INC. | 0 | 2,500 | 2,500 | 2,500 | 
| Pure Multi-fam REIT | 13,000 | 10,000 | 0 | 0 | 
| WTS SANDSTORM METALS AND ENERGY | 0 | 15,000 | 15,000 | 15,000 | 
| Sandstorm Resources Ltd. | 2,000 | 2,000 | 2,000 | 10,000 | 
| Student Transportation Inc. | 684,000 | 557,000 | 378,000 | 401,000 | 
| Tricon Capital Group Inc | 15,000 | 0 | 0 | 0 | 
| Timmins Gold Corp | 13,500 | 13,500 | 13,500 | 13,500 | 
| TORC Oil + Gas Ltd | 17,400 | 0 | 0 | 0 | 
| Whitecap Resources Inc | 15,000 | 0 | 0 | 0 | 
| Wind River Energy Corp | 30,000 | 30,000 | 30,000 | 30,000 | 
| Wenzel Downhole Tools Ltd | 0 | 0 | 23,200 | 30,000 |